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Compliance Outsourcing

Expert solutions for seamless and efficient compliance.

Compliance Outsourcing Services for SRO Members & Fin. Intermediaries

At Gecko Compliance AG, we offer specialized compliance outsourcing services for AMLA (Anti-Money Laundering Act) compliance, tailored for members of self-regulatory organizations (SRO) in Switzerland.

Our services are designed primarily for financial intermediaries with a focus on crypto, but we are equipped to serve all SRO members. We are accredited by SO-FIT and VQF, ensuring that our services meet the highest standards of compliance and professionalism.
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Our Comprehensive Outsourcing Services

As your AMLA Special Department, we perform a broad spectrum of activities to ensure your compliance. Our compliance outsourcing service typically includes the following tasks:

Key Compliance Services

We provide full coverage with dedicated AML Officers and Deputies, ensuring your organization remains compliant with all AML regulations.

We facilitate the admission process as an external provider with your SRO, ensuring a smooth and efficient transition of the AMLA specialised unit to us.

AML policies are reviewed and updated to align with the latest regulatory standards, keeping the compliance framework robust and effective.

Comprehensive quarterly reports are prepared for the executive board or board of directors, keeping them informed of compliance status and updates.

Support is provided in the preparation and review of the annual SRO self-declaration, ensuring accuracy and completeness.

Customer Onboarding and Monitoring

The thorough review process includes, but is not limited to:

  • Customer Identification review
  • High-Risk Customer review
  • Risk Classification review
  • PEP, Sanctions, and adverse media hits review
  • Sample Checks

    • We perform enhanced due diligence and provide detailed reporting to ensure thorough risk assessment and management.

    Our continuous monitoring of customer activities and transactions helps detect and prevent suspicious behavior.

    Investigations and Reporting

    We investigate any indications of money laundering, terrorist financing, or sanctions violations, ensuring thorough case management.

    Submitting such reports can be challenging. We provide the necessary support to help you through the process of reporting to MROS and SECO, ensuring compliance with reporting requirements, with the involvement of an internal member of your team/board of directors/executive management.
    Reports in accordance with Regulation Art. 9 AMLA and (Art. 305ter para. 2 SCC) Regulation as well as asset freezes in accordance with Art. 10 AMLA are always done with the simultaneous involvement of an internal person (governing body or employee). The decision on reporting remains with the Client.

    Ongoing Compliance Support

    Regular updates on relevant regulatory changes are provided, ensuring stakeholders stay informed about developments that impact AML compliance.

    Monthly review meetings are conducted to assess compliance status and address any issues promptly, ensuring ongoing compliance.

    We handle all necessary communications with your SRO, ensuring clear and effective information flow.

    Assistance is provided in setting up and reviewing the compliance framework, ensuring it meets all regulatory requirements and supports business needs.

    Support is provided in the preparation and review of the annual SRO self-declaration, ensuring accuracy and completeness.

    Audit and Remediation Services

    We prepare for and support you during AMLA audits, including active participation and addressing audit findings.

    We assist in implementing corrective actions and remediation plans to address any compliance gaps and enhance your compliance posture.

    Discover other Compliance Services

    Compliance Consulting

    Explore Service

    AML Training & Education

    Explore Service

    AML Policy creation, update & review

    Explore Service

    Guidance & Assistance with SRO affiliation

    Explore Service

    Review and Set-Up compliance Framework

    Explore Service
    Have Questions? Let's Talk Compliance

    Let’s Collaborate on Compliance

    Ready to streamline your compliance journey? Contact us today for a non-binding consultation. Let Gecko Compliance AG support your business with tailored solutions that meet your unique needs.

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    Disclaimer
    The materials provided on this website have been compiled with meticulous care. Nonetheless, Gecko Compliance AG makes no guarantees regarding the accuracy, completeness, or timeliness of the information presented. The details available on this site are non-binding and refer to the services and products offered by Gecko Compliance AG, which are subject to change at any moment without prior notification. All warranties, including implied warranties of fitness for a particular purpose, are expressly disclaimed. Gecko Compliance AG will not be held responsible for any damages or repercussions resulting from the use of, or reliance on, the information provided herein. The utilization of this website is at your own risk, and any associated expenses are your sole responsibility.
    Gecko Compliance AG
    Asetstrasse 37
    6438 Ibach
    Switzerland

    CHE-384.594.831