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Asetstrasse 37, 6438 Ibach
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Gecko
Compliance AG
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+41 58 689 68 19

Compliance & Support for SRO Members

Hassle-free regulatory security for financial intermediaries.

Seamless AML Compliance& Regulatory Integrity

Reliable Compliance Infrastructure for Financial Intermediaries.

The regulatory requirements for SRO members in Switzerland are complex and time-consuming. Between the ongoing monitoring of business relationships, identifying beneficial owners, and constant communication with the SRO, little room remains for your actual business.

Maintaining your SRO status requires constant attention and a framework that simply works.

We act as your external Anti-Money Laundering departement and Second-Line of Defense — discreet, expert, and at eye level. We help you build and maintain the necessary regulatory infrastructure so you can dedicate yourself fully to your mandates.

Our Specialized Services

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Managed AMLA Compliance

Your External Anti-Money Laundering Office
  • Onboarding & KYC: Verification of new clients, including AML/CTF checks, sanctions, PEP screening, and in-depth analysis of the Source of Wealth.
  • Ongoing Monitoring: Transaction monitoring for high-risk profiles and support for periodic reviews (Standard, High-Risk, PEP).
  • Regulatory Reporting: Expert clarification of suspected money laundering cases and ensuring all reporting obligations are met.
  • FinSA Adherence: Review of client segmentation (Retail, Professional, Institutional) and assessment of client knowledge and experience.
AMLA Outsourcing
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SRO Membership Support

Your Regulatory Foundation
  • SRO Affiliation Support: End-to-end guidance through the SRO application process—from preparing the initial framework to final approval.
  • Swiss Business Setup: Professional support for domicile services, company incorporation, and accounting to ensure your Swiss entity is structurally sound from day one.
  • Compliance Framework: Design or review of your compliance structure, including internal directives and manual updates aligned with current Swiss standards.
  • Reporting: Structured quarterly and annual reports, including personal review meetings to ensure your business remains structurally sound.
Explore SRO Membership Support
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Comprehensive Solutions: Whatever SRO Members Need

From initial setup to ongoing compliance operations.
  • Full SRO Membership Support: We handle the entire application and affiliation process with the SRO of your choice.
  • ML Officer Outsourcing:: Delegation of your daily AML officer function to an expert second-line instance.
  • Framework Architecture: We build the rules and processes; you handle the daily operations.
  • Consulting & Audit Support: xpert guidance, framework health checks, and audit readiness support to ensure a smooth revision process.

Your Dedicated Experts

Yves Gehring

Compliance & Risk Specialist
Specialist for Compliance Outsourcing & Crypto Compliance

Yves Gehring

Yves is your expert for the operational management of your compliance department. With deep expertise in Crypto Compliance and digital asset regulation, he ensures your institute navigates the complexities of modern financial laws seamlessly.
Talk to the Expert
Contact Yves Gehring

Armand Kurath

Compliance & Risk Specialist
Specialist for SRO Support & Swiss Business Setup

Armand Kurath

Armand is your trusted partner for the foundation of your Swiss business. He focuses on SRO affiliation, corporate setup, and building the necessary regulatory infrastructure to ensure your firm is compliant and ready for growth from the start.
Talk to the Expert
Contact Armand Kurath
Specialist Knowledge. Swiss Rooted. Real Results.

Why Partner with Gecko Compliance?

Specialized Support. Foundation Focused. Audit Protected.
  • SRO & Compliance Support: We don't just "manage" tasks; we support your entire regulatory journey. Our specialists act as your guides, bridging the gap between your initial SRO affiliation and long-term operational success in the Swiss market.
  • Direct Specialist Access: We guarantee that your critical AML tasks are never delegated to juniors or offshore centers. You work directly with the experts who design your framework and handle your second-line controls—with Gecko as your external AML officer.
  • Multilingual Swiss Understanding: Fluent in German and English with a professional understanding of all national languages for nationwide coverage.
  • Audit-Ready Evidence: We build with the final audit in mind. Our frameworks are designed to provide bulletproof evidence of your diligence, ensuring that your periodic SRO audits remain a routine validation of your high standards.
  • Your Regulatory Backbone: We act as the stable foundation for your business. Whether you are a new fintech or an established intermediary, our modular support scales with your growth while maintaining absolute compliance integrity.
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Disclaimer
The materials provided on this website have been compiled with meticulous care. Nonetheless, Gecko Compliance AG makes no guarantees regarding the accuracy, completeness, or timeliness of the information presented. The details available on this site are non-binding and refer to the services and products offered by Gecko Compliance AG, which are subject to change at any moment without prior notification. All warranties, including implied warranties of fitness for a particular purpose, are expressly disclaimed. Gecko Compliance AG will not be held responsible for any damages or repercussions resulting from the use of, or reliance on, the information provided herein. The utilization of this website is at your own risk, and any associated expenses are your sole responsibility.
Gecko Compliance AG
Asetstrasse 37
6438 Ibach
Switzerland

CHE-384.594.831