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Mon - Frd : 09:00 - 17:00
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info@geckocompliance.ch
Gartenstrasse 6, 6300 Zug

Guidance for SRO Membership

Smooth and efficient SRO membership process support.

SRO Membership Guidance & Assistance Services

Gecko Compliance AG provides comprehensive guidance and assistance to help your organization navigate the self-regulatory organization (SRO) membership process.

We work closely with you throughout the application process, ensuring that all necessary documentation and procedures are in place for a successful affiliation with an SRO. Our team has extensive experience in assisting financial intermediaries, especially those with a focus on crypto.
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4 Steps to SRO Membership

1

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Signature &
Initial Consultation

We begin with a thorough consultation to understand your business needs and objectives. We assess whether SRO membership is necessary and beneficial for your specific situation. If you do not yet have a company established in Switzerland, we can also connect you with trusted partners for the incorporation process.

2

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Document Preparation

Our team will handle all the paperwork, including completing forms, drafting necessary letters, and preparing as well as obtaining legal opinions if required. We ensure that every document is accurately prepared and tailored to meet SRO requirements.

3

Application Submission

Once all documents are ready, we provide you with a comprehensive application packet. You simply review and sign, and we take care of submitting the application to the SRO on your behalf.

4

Interview
and Support

We support you through the SRO interview process, including any follow-up rounds if necessary.

Our experts will be by your side, offering guidance and assistance to help you navigate this crucial step.

Once your membership is confirmed, we assist in establishing a robust compliance framework to ensure ongoing compliance and regulatory adherence.

Your Trusted Partner in SRO Membership support

With Gecko Compliance AG, you can trust that your journey to SRO affiliation will be managed with the utmost professionalism and expertise. Let us help you achieve seamless compliance and focus on growing your business.

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Have Questions? Let's Talk Compliance

Let’s Collaborate on Compliance

Ready to streamline your compliance journey? Contact us today for a non-binding consultation. Let Gecko Compliance AG support your business with tailored solutions that meet your unique needs.

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Disclaimer
The materials provided on this website have been compiled with meticulous care. Nonetheless, Gecko Compliance AG makes no guarantees regarding the accuracy, completeness, or timeliness of the information presented. The details available on this site are non-binding and refer to the services and products offered by Gecko Compliance AG, which are subject to change at any moment without prior notification. All warranties, including implied warranties of fitness for a particular purpose, are expressly disclaimed. Gecko Compliance AG will not be held responsible for any damages or repercussions resulting from the use of, or reliance on, the information provided herein. The utilization of this website is at your own risk, and any associated expenses are your sole responsibility.
Gecko Compliance AG
Gartenstrasse 6
6300 Zug
Switzerland

CHE-384.594.831