Compliance & Support for SRO Members

Hassle-free regulatory security for financial intermediaries.

Seamless AML Compliance& Regulatory Integrity

Reliable Compliance Infrastructure for Financial Intermediaries.

The regulatory requirements for SRO members in Switzerland are complex and time-consuming. Between the ongoing monitoring of business relationships, identifying beneficial owners, and constant communication with the SRO, little room remains for your actual business.

Maintaining your SRO status requires constant attention and a framework that simply works.

We act as your external Anti-Money Laundering departement and Second-Line of Defense — discreet, expert, and at eye level. We help you build and maintain the necessary regulatory infrastructure so you can dedicate yourself fully to your mandates.

Our Specialized Services

Managed AMLA Compliance

Your External Anti-Money Laundering Office

Onboarding & KYC: Verification of new clients, including AML/CTF checks, sanctions, PEP screening, and in-depth analysis of the Source of Wealth.
Ongoing Monitoring: Transaction monitoring for high-risk profiles and support for periodic reviews (Standard, High-Risk, PEP).
Regulatory Reporting: Expert clarification of suspected money laundering cases and ensuring all reporting obligations are met.
FinSA Adherence: Review of client segmentation (Retail, Professional, Institutional) and assessment of client knowledge and experience.

AMLA Outsourcing

SRO Membership Support

Your Regulatory Foundation

SRO Affiliation Support: End-to-end guidance through the SRO application process—from preparing the initial framework to final approval.
Swiss Business Setup: Professional support for domicile services, company incorporation, and accounting to ensure your Swiss entity is structurally sound from day one.
Compliance Framework: Design or review of your compliance structure, including internal directives and manual updates aligned with current Swiss standards.
Reporting: Structured quarterly and annual reports, including personal review meetings to ensure your business remains structurally sound.

Explore SRO Membership Support

Comprehensive Solutions: Whatever SRO Members Need

From initial setup to ongoing compliance operations.

Full SRO Membership Support: We handle the entire application and affiliation process with the SRO of your choice.
ML Officer Outsourcing:: Delegation of your daily AML officer function to an expert second-line instance.
Framework Architecture: We build the rules and processes; you handle the daily operations.
Consulting & Audit Support: xpert guidance, framework health checks, and audit readiness support to ensure a smooth revision process.