Compliance & Risk for Asset Manager

Security for your core business.

Seamless Risk Mitigation & Long-term Compliance

The regulatory requirements for independent asset managers in Switzerland have risen sharply. Between FinSA (FIDLEG) conduct rules, complex AML clarifications, and the setup of a seamless ICS, less and less time remains for first-class client care.

We act as your external specialist office and Second-Line of Defense — discreet, expert, and at eye level. We handle your regulatory obligations so you can dedicate yourself fully to your mandates.

Our Specialized Services

Compliance Management & AML

Your External Anti-Money Laundering Office

Onboarding & KYC: Verification of new clients, including AML/CTF checks, sanctions, PEP screening, and in-depth analysis of the Source of Wealth.
Ongoing Monitoring: Transaction monitoring for high-risk profiles and support for periodic reviews (Standard, High-Risk, PEP).
Regulatory Reporting: Expert clarification of suspected money laundering cases and ensuring all reporting obligations are met.
FinSA Adherence: Review of client segmentation (Retail, Professional, Institutional) and assessment of client knowledge and experience.

Risk Management & ICS

Stability through Structure

Efficient Risk Management: Comprehensive analysis and mitigation based on international standards.
ICS Setup & Maintenance: Building and ongoing care of your Internal Control System, including risk analysis and the definition of controls, frequencies, and evidence.
Control Activity Plan: Annual validation and proactive review of your control framework for maximum audit safety and revisionssicherheit.
Reporting: Structured quarterly and annual reports, including personal review meetings to ensure your business remains structurally sound.

Modular Solutions: You Decide

Everything is possible – tailored to your needs.

Outsourced AML Officer: Full delegation of your daily AML office
External Risk Officer: Specialized management of your Risk & ICS functions.
Full Integration: Both functions combined for a seamless Second-Line of Defense.
Consulting Only: If you prefer to keep the functions in-house, we provide expert guidance and framework reviews without a direct outsourcing mandate.

Get in touch

Kurt Hildbrand

Senior Compliance & Risk Specialist

Your Dedicated Partner | Senior Expertise for your Peace of Mind

Kurt Hildbrand

„Let’s define your individual outsourcing solution in a non-binding initial consultation to ensure your institute is not only compliant but efficient.“

Kurt brings years of specialized expertise in Swiss regulation and risk management. He is your trusted partner for high-level regulatory strategy and operational implementation.

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Contact Kurt Hildbrand

Specialist Knowledge. Swiss Rooted. Real Results.

Why Partner with Gecko Compliance?

At Gecko, we believe that compliance is too critical to be handled by juniors.

Dedicated Swiss Specialists: Your business is handled exclusively by specialists who were born, raised, and trained within the Swiss financial ecosystem. We possess a deep-rooted understanding of the local regulatory landscape and its unique requirements.
No Juniors, No Offshoring: We guarantee that your critical compliance tasks are never delegated to inexperienced staff or offshore service centers. At Gecko, the experts you talk to are the same people who perform the work.
At Eye Level: Fluent in German & English with a professional understanding of all Swiss national languages for nationwide coverage.
Evidence-Based Integrity: We don't just prepare for audits; we build frameworks based on permanent readiness. Our structured approach ensures that the proof of your diligent work is organized and available at all times.
Operational Integrity: We act as your reliable Second-Line of Defense, ensuring your administrative and compliance functions simply work — providing the professional backbone.

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